Featuring Guest Speaker:
	Tom Ricketts
	Chairman & CEO, Incapital, LLC
	Owner, Chicago Cubs
	Former Director, TD Ameritrade

Tom Ricketts is the Chairman and CEO of Chicago-based Incapital LLC, which he co-founded in 2000. Incapital is a global investment bank that underwrites and distributes fixed income securities issued by major corporations, banks and federal agencies.

Since its launch Incapital and its acquired entities has underwritten over $175 billion of corporate bonds for such issuers as Bank of America, GE Capital Corporation, HSBC Finance, Freddie Mac, Boeing Capital, Caterpillar Financial, Dow Chemical, and American Express. In addition, Incapital is leading underwriter, distributor, and liquidity provider in the agency, certificates of deposit, trust preferred, structured product, mortgage, and municipal bond markets.

In 2009, Tom became Owner of the Chicago Cubs after leading the Ricketts Family acquisition of the team.

Tom was named to Institutional Investor Magazine’s “Online Finance 40” representing the nation’s most influential people in E-finance in 2003, 2004, 2005, 2006 and 2008.

Tom was on the Board of Directors of TD Ameritrade Holding Corporation from 2002 through 2007. He is a Chartered Financial Analyst and has a B.A. and M.B.A. from the University of Chicago. Tom is the University of Chicago’s Graduate School of Business Distinguished Young Alumnus for 2005.

From 1996 to 1999, Tom was a Vice President and an investment banker for The Chicago Corporation and the brokerage division of ABN Amro Inc. From 1988 to 1994, he was a market maker on the Chicago Board Options Exchange.

Tom lives with his wife and five children in Wilmette.

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